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- Dr. Alan Hamlin
- BU 316
- Phone: 435-5865417
- Email: hamlin@suu.edu
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- 1) Introduction
- Syllabus
- Q&A
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- 2) FUNDAMENTAL CONCEPTS OF
MANAGEMENT
- Historical Perspective- Machiavelli, Weber, Taylor, Mayo
- Functions of Management- Planning, Organizing, Directing, Controlling
- Human Relations- Psychology, Sociology, Anthropology
- Formal, Informal Organizations
- Closed vs. Open Systems
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- HISTORICAL PATTERNS OF LEADERSHIP
- Issue: Contemporary Styles of
Corporate Management
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- KEY TERMS AND CONCEPTS:
- Power and influence approach
- Machiavellianism
- Waves of change/Alvin Toffler
- Richard Leakey
- Freud/Adler/Jung
- Unionism
- Situational Leadership
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- Historical Patterns Of Leadership:
- Pre-600 BC:
- Power/influence approach
- Physical Size
- Influence of supernatural:
uncontrollable elements
- Large, Powerful Mostly Male Gods
- 1st Wave:
Hunter-Gatherer to Agricultural Based Lives Advent of Kingdoms
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- Historical Patterns Of Leadership:
- Greece: Birth of science, arts,
etc.
- Control of environment
- Great minds: Socrates, Plato,
Aristotle, Pythagorus, Ptolemy, Euclid, Homer
- Great religious leaders born:
Buddha, Zoroaster, Confusius, Lao-Tsu, Jeremiah
- Leaders emphasize intellectual, humanitarian attributes rather than
physical size
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- Historical Patterns of Leadership:
- Nicollo Machiavelli
- Rise of Science- Newton, Bacon, Copernicus
- Control over elements
- God becomes personal, Monotheism
- Common man revolts, birth of republicanism
- Magna Carta, American and French revolutions
- 2nd Wave
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- Historical Patterns of Leadership:
- Explosion of human rights movements
- Focus on individual wants and needs
- Birth of psychology and social sciences-Freud et.al.
- Expansion of modern capitalism- Carnegie, Ford
- Humanitarian scientists- Edison, Einstein, Schweitzer
- “Common Man” politicians- Lincoln, Gandhi, FDR
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- Historical Patterns Of Leadership:
- 1930-Present:
- Development of Behavior Theories- Pavlov, Skinner, Maslow, McGregor,
Ouchi
- Human Rights Movement- unions, 1960s
- Government regulation of business
- 3rd Wave- rise of situational leadership
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- INDIVIDUAL DIFFERENCES/ PERSONALITY AND PERCEPTION
- Issue: Human Resource Issues
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- INDIVIDUAL DIFFERENCES
- KEY TERMS AND CONCEPTS:
- Freudian ideology (Id, Ego, Superego)
- Defense Mechanisms
- Maslow’s Hierarchy/Drive Reduction Theories
- Maintenance Factors
- Dealing With Frustration
- Reactions to Stress
- Gender Issues/ Lifestyle (i.e. gay) Issues
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- Freudian Terms:
- ID
- Ego
- Superego
- Jung- Dream theory
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- Defense Mechanisms:
- Aggression
- Avoidance (withdrawl)
- Rationalization
- Compensation (over-compensation)
- Negativism
- Resignation
- Repression
- Fixation/Obsessive Thinking
- Displacement
- Flight
- Conversion
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- PERSONALITY & PERCEPTION:
- KEY TERMS AND CONCEPTS:
- Influences on personality development
- Locus of control
- Introversion/extroversion
- Personality theories
- Perception and communication
- Verbal/Non-verbal communication
- Stereotyping
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- Influences on personality:
- Heredity
- Culture
- Family
- Group membership & roles (peers)
- Life experiences
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- Locus of control
- Introversion/extroversion
- Trait theory- born or learned?
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- Perception:
- Elements in Perceptual Process:
- Environmental Stimuli
- Observation (sense stimulation)- taste, smell, sight etc.
- Perceptual selection- size, intensity, familiarity, learning
- Perceptual organization- grouping, linking
- Interpretation- stereotyping, projection, halo effect, expectancy
- Response- covert (attitudes, feelings), overt (behavior)
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- Effects on perception:
- Heredity
- Environmental background (positive or negative)
- Peer pressures
- Projection
- Snap judgements
- Stereotypes
- Halo Effect
- Pre-set mental condition
- Locus of control
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- MOTIVATION AND LEARNING THEORIES
- Issue: Unions
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- MOTIVATION:
- KEY TERMS AND CONCEPTS:
- Expectancy Theory
- Performance= function of (ability x motivation)
- Drive Reduction Theory
- Maslow’s Hierarchy
- Frederick Herzberg
- Douglas McGregor
- Hygiene and Motivation Factors
- Dissatisfaction
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- Motivation essentials:
- Communication basics:
- Encode message properly, reduce noise
- Communicate face-to-face when possible
- Use empathetic dialogue
- Limit credibility gaps
- Make sure timing is right
- Avoid unnecessary wordiness
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- LEARNING THEORIES:
- KEY TERMS AND CONCEPTS:
- Pavlov’s Classical Conditioning
- “Stimulus-Response” theory
- Skinner’s Reinforcement concepts
- Positive reinforcement/punishment
- Ausubel’s “Meaningful Reception” theory
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- Learning Theories:
- Ivan Pavlov’s “Classical Conditioning”
- Stimulus-Response:
- Unconditioned stimulus (meat)
- Unconditioned response (salivation)
- Conditioned stimulus (bell substituted for meat)
- Conditioned response (salivation)
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- B.F. Skinner- “Operant Conditioning” using reinforcement
- Positive reinforcement: reward
for good behavior
- Negative reinforcement: negative event removed as reward
- Punishment: penalty to stop bad behavior
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- Learning Fundamentals:
- Behaviors that are rewarded are more likely to recur.
- To be effective, rewards must happen immediately after desired behavior
- Threat and punishment have uncertain effects on learning
- Learners progress only as far as needed in order to achieve their
purposes
- Most effort occurs when learner perceives a “range of challenge”
- Learners focus more on projects they themselves select
- Pupils think most when they encounter an obstacle, puzzle or
difficulty.
- People remember new data that confirms their previous attitudes
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- ISSUE:
- Unions
- Trends in participation
- Cross-country comparisons
- Tools used to pressure business
- Problems ahead
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- MANAGEMENT ISSUES TODAY:
- Issue: Corporate Relocation and
Expansion Dynamics
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- Essential Concepts of Management:
- Authority and Responsibility
- Division of Labor
- Span of Control, Unity of Command
- Functions of Management (Planning, Organizing, Directing, Controlling)
- Theory X and Theory Y
- Management by Objectives (MBO)
- Situational Leadership
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- Issues Today:
- Globalization
- Technology
- Access to capital
- Changing Worker Demographics
- Regional Trade Agreements
- Others
- What does future hold? 5
years? 10 years?
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- ISSUE: Corporate Relocation and Expansion
- Washington County Plan
- Business Executive Perceptions vs. Site Locators (handout)
- Strategies of corporations to fund expansion (handout)
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- Washington County Plan:
- 1) Retain and Expand Business
- 2) Business Attraction
- 3) Develop Industrial and Business Sites
- 4) Transportation and Essential Services
- 5) Public, Technical and Advanced Education
- 6) Communicate and Promote the Strategic Plan
- 7) Increase Economic Development Capability
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- 2004 Top 10 Site Selection Criteria:
- Business Executives: Site Locators:
- 1) Labor costs 1) Labor
costs
- 2) Highway accessibility 2)
Skilled labor force
- 3) Skilled labor force 3)
Highway accessibility
- 4) State/local incentives
4) Prox. to major mkts.
- 5) Energy avail/costs. 5)
Avail. of land
- 6) Corporate tax rates 6)
State/local incentives
- 7) Construction costs 7)
Telecom. availability
- 8) Tax exemptions 8) Tax
exemptions
- 9) Telecom. Availability 9)
Construction costs
- 10) Environmental regs. 10) High speed Internet
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- 2004 Top Quality of Life Factors
- in Site Selection:
- Business Executives: Site
Selectors:
- 12) Low crime rate 17) Low
crime rate
- 15) Health facilities 18)
Colleges in area
- 16) Pub. school ratings 19)
Pub. school rtgs.
- 20) Climate 24) Climate
- 21) Cultural opps. 23)
Cultural opps.
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- Intra- and Inter- Group Dynamics:
- ISSUE: Stockholder Assertiveness
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- Types of Groups:
- Formal: gives order &
cohesion to organization
- allows for div. of
labor/specialization
- created to accomplish
specific org. goals
- rigid norms and sanctions
- Informal: spontaneous,
emotional and flexible
- created to meet needs not
met by formal org.
- exist ONLY to satisfy needs
of members, and are
ends in themselves
- much peer group pressure
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- Informal Groups:
- What gives them cohesion?
- A) Members’ feeling of belonging
- B) Members feeling of increased power
- C) Shared goals
- D) Predominance of certain needs and wants
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- Types of Groups:
- Membership Groups:
- Does not always change behavior
- Members belong, but groups is only minor influence
- on behavior
- Examples: Universities, churches
- Reference Groups:
- Groups which DO influence
attitudes of members and those who are not members who admire the
group
- Examples: Universities,
churches
- A GROUP MAY BE A MEMBERSHIP GROUP TO JOHN, BUT A REFERENCE GROUP TO
PAUL. THE CHOICE IS HIGHLY
PERSONAL.
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- Group norms: rules of accepted
behavior established by the group.
- - provide standards of attitude and behavior.
- - conformity- modification of behavior in direction of group norm due
to group pressure.
Examples: clothing,
speaking terms, hairstyles.
- - cohesiveness- power of a group to think and act as a single unit in
pursuit of a common goal. THE
GREATER THE COHESIVENESS OF A GROUP, THE GREATER ITS POWER TO ACHIEVE
ITS GOAL.
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- Group Status:
- Based on: A) Physical, mental
& social abilities
- B) Expertise at
performing tasks
- C) Importance of
the task being performed
- How does status affect group member’s behavior?
- A) Behavior is directed toward preserving and improving one’s status
- B) Any change perceived as
disruptive to one’s status is considered threatening, as is generally
opposed
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- Groupthink:
- Symptoms:
- 1) Invulnerability
- 2) Rationalization
- 3) Morality
- 4) Stereotyping
- 5) Peer pressure
- 6) Self-censorship
- 7) Unanimity
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- Groupthink effects on decision-making:
- 1) Few alternatives
- 2) Little reexamination of preferred alternatives
- 3) Little reexamination of rejected alternatives
- 4) Rejection of expert opinions
- 5) Selective bias of new information
- 6) No contingency plans
- RESULT: Lower performance, poor
decision quality
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- Intra Group Roles:
- Definition: A group role is a behavior pattern that others expect of a
person when he/she interacts with them.
- Problem: when expectations of
others change, or when a person’s perception of his/her role changes
when others do not, then these can result:
- Role Ambiguity- uncertainty about expected behavior
- Role Conflict- when expectations conflict with each other
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- Stages of Group Development:
- Forming- group begins, initial roles established
- Storming- intense debate about goals, rapid growth
- Norming- pressure to conform, some goals reached
- Performing- possible failure, internal pressures
- Adjourning- intense internal/external pressure, some groups fail
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- Dynamics Between Groups:
- Most important leadership question:
how to deal with inter-group conflict. Could be caused by goal conflict,
historical/tradition conflict, or the emergence of new trends.
- Most important problem: leaders
who emerge to the top of their respective groups do so BECAUSE THEY
HAVE THE MOST STATUS, and this is because they are usually the most
passionate and zealous group members.
- ANY CONCESSION BY A LEADER IS PERCEIVED AS WEAKNESS BY HIS/HER
CONSTITUENTS
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- How to resolve inter-group conflict?
- 1) Force
- 2) Mediation
- 3) Arbitration
- 4) Integration (concession/compromise)
- 5) Super-ordinate goal (over-riding issue keeps parties at the bargaining table)
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- Laws affecting groups in business:
- Civil Rights Act 1866-no discrimination in private or public
employment
- Civil Rights Act 1966- race, color, sex, religion etc.
- Ex. Order 11246- Affirmative Action
- Equal Pay Act 1963- equal pay for similar work
- Age Discrimination Act 1967
- Rehab Act 1973- affirmatively hire handicapped
- ADA, FMLA, others
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- ISSUE:
- Stockholder Assertiveness
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- POWER AND AUTHORITY
- Power: the ability to exert
influence over others
- Authority: the power given by
others to accomplish a task
- Types of Power:
- 1) Coercive Power
- 2) Reward Power
- 3) Legitimate Power
- 4) Expert Power
- 5) Charismatic Power
- 6) Referent Power
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- Politics: the art of negotiation and compromise
- Political power devolves from:
- 1) A high need for power
- 2) A Machiavellian interpersonal style
- 3) An internal locus of control
- 4) A preference for risk-taking
- Source: West Publishing Company, 1996
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- Political Power is used in business:
- Strategy Relative
Amount of Use
- Mgrs
to Mgrs to
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Superiors
Subordinates
- Reason 1 1
- Coalition 2 4
- Friendliness
3
3
- Bargaining
4
5
- Assertiveness
5
2
- Higher Authority 6 6
- Sanctions
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7
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- Power Models:
- Power/influence: French/Raven
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Getzel/Guba
- Trait/Skill: Katz
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Maslow, Herzburg
- Behavior: Drucker
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McGregor
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Ouchi, Likert
- Situational: Fiedler
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Hershey/Blanchard
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Blake/Mouton
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- ETHICS:
- The set of attitudes and values that determines just and unjust, right
and wrong, moral and immoral for a society
- Factors that influence ethics:
- 1) Situational Factors- prevailing legal and societal views
- 2) Life’s experiences
- 3) Family background
- 4) Values and morals- religion and culture
- 5) Peers
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- Ethics in organizations:
- Corporate culture
- Policies and Rules
- Role of the leader
- Other?
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- Prejudice- an internal phenomenon relating to an attitude of
pre-judging without an adequate
basis.
- - a learned
response, not inborn
- - can be for or
against a certain group based on
economic, racial, religious or other factors.
- Discrimination- an external phenomenon resulting from prejudice which
makes a distinction in favor or against one person or group as
compared with others.
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- INTERNATIONAL ISSUES, MNCs
- Trends in international business- discuss
- NAFTA, GATT, EU and regional trading blocks
- Currency issues
- Cultural issues- soverignty, uncertainty avoidance,
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collectivism, expatriates vs. locals
- Risks in international business
- MNC organizational design- by product, region, matrix
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- LEADERSHIP PROBLEMS, PROBLEM-SOLVING STYLES, and CONFLICT RESOLUTION
- Problems:
- Lack of motivation
- Peter Principle- highest level of incompetence
- Parkinson’s Law- work expands to fill time avail.
- How we lead:
- Theory X vs. Y
- Autocratic, democratic, laissez-faire
- Management by Objectives
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- Jung’s Problem Solving Styles
- Exercise
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- Conflict Processes:
- Definition: any situation in
which there are incompatible goals, cognitions or emotions within or
between individuals or groups that leads to opposition or antagonistic
interaction.
- Goal conflict- incompatible desired end states
- Cognitive conflict- inconsistent ideas or thoughts
- Affective conflict- incompatible feelings or emotions
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- Intra-personal conflict: increase
in intensity as the number of alternatives increases; the alternatives
tend toward equality; and as the issues increase in importance.
- Inter-personal conflict: between
two or more individuals.
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- Model of Interpersonal Conflict Handling Styles:
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- Interpersonal Conflict Handling Styles:
- Avoidance style- unassertive and uncooperative
- Forcing style- assertive and uncooperative
- Accomodative style- uncooperative and unassertive
- concerning one’s own desired
outcomes
- Collaborative style- cooperative and assertive
- Compromise style- intermediate in both areas
- Effective leaders handle conflict with collaboration and compromise
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- ISSUE: Technology, and the
Rapidity
- Of Change
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- WORK DESIGN AND PERFORMANCE APPRAISAL
- Work Design:
- Specialization and division of labor
- Scientific Management
- Open vs. closed systems
- Job descriptions
- Job Enlargement
- Job Enrichment
- Group Issues
- Flextime
- Job Sharing
- Fun
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- Performance Appraisal:
- Dixie State College Approach
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- Laws affecting evaluations (1-14 employees):
- Civil Rights Act
- Consumer Credit Protection Act
- Employee Polygraph Protection Act
- ERISA
- Equal Pay Act
- Fair Credit Reporting Act
- Fair Labor Standards Act
- FICA/Social Security
- Health Insurance Portability and Acct. Act
- Labor-Management Relations Act
- National Labor Relations Act
- Uniform Guidelines of Employee Selections Procedures
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- Laws affecting evaluations (11-14, add)
- -Occupational Safety and
Health Act
- Laws affecting evaluations (15-19, add)
- -Civil Rights Act Title 7, Civil Rights Act 1991
- -ADA
- Laws affecting evaluations (20-49, add)
- -Age Discrimination Act
- -COBRA
- Laws affecting evaluations (50+, add)
- -Family and Medical Leave Act
- -EEOC Report filed annual
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- ISSUE:
- Productivity Issues
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- ORGANIZATIONAL DESIGN AND
- STRUCTURE
- 1) Max Weber, centralized hierarchy
- 2) Division of labor, span of control, unity of command, Scaler principle, A/R
- 3) Line and staff organizations (by product, geographic area, class of
customer)
- 4) Criticisms- Marx (worker alienation)
- - Thoreau,
Emerson (money paramount, too much power)
- - Sinclair
(The Jungle-safety), Carson (Silent Spring-pollution)
- - Nader
(Unsafe at Any Speed-corruption, quality)
- 4) Modern adaptations since 1987-
- decentralization
- downsizing
- re-engineering
- knowledge management
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- New Designs:
- Downsized hierarchies
- Matrix organizations- pros and cons
- Collegial organizations, ad hoc, team approaches
- M&A, Joint Ventures, Strategic Alliances
- Forced by: -Changing environment
(simple to complex, stable to dynamic, local to global)
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-Changing technology (more work flow uncertainty, task
uncertainty, interdependence)
- -Changing
strategic choices (products and services offered, geographic areas
served, etc.)
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- ISSUE:
- Downsizing, Re-engineering, Joint Ventures and M&A Strategies
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- ORGANIZATIONAL CULTURE
- Definition: Attitudes, values,
beliefs, norms and customs of an organization.
- Factors:
Individualism/Collectivism
- Power distance
- Uncertainty
avoidance
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Masculinity/Femininity
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- ABOUT CORPORATE VALUES:
- Values are taken for granted, not
written down
- An organization’s values need to become the employee’s own values- need
to match
- Often firms train employees about values
- Importance of mission statements, core values
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- Theory Z- William Ouchi
- Commitment to employees
- Slow to evaluate and promote
- Non-specialized employee careers
- Collective decision making
- Collective responsibility
- Lifelong employment
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- Deal and Kennedy Model:
- Organizational culture is a result of:
- Heroes
- Values
- The “cultural network”
- Rites and rituals
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- Peters and Waterman Framework:
- Bias for Action
- Closeness to customer
- Encouragement of autonomy/entrepreneurship
- Encouragement of productivity through people
- Hands-on management
- Stick to the knitting
- Simple form, lean staff
- Organization should be both loose and tight
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- ISSUE:
- Orient, Occident and Accident (or, cultural attitudinal differences)
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- ARIP MODEL,
- DEALING WITH CHANGE, AND
- DIFFERENT STROKES
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- ARIP Model:
- Aristotilean Realist Idealist Pragmatist
- Self Motivated Laws/Rules
God-related
People-oriented
- Formal dresser Formal dressers
Formal dressers
Casual dressers
- Confidant Accountability I
w/n mislead you Humanist/welfare
- Strong ego Order/orgnztn.
High trust level
“Love” oriented
- Autocratic Autocratic
Democratic
Laissez-faire
- Slow to delegate Slow to delegate
Delegates
Delegates
- Likes order Loves order
Order is good Order
unimportant
- Demands territory Little flexibility-
Uses laws/rules to Rules
are relative
- “by the book” help people
- Visionary person Follower
person Small group person
“Humanity” person
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- Hard and Soft categories
- Distance on model creates conflicting perceptions
- Many people exhibit parts of multiple categories
- Perceptual differences- Johari window
- CEOs and Managers lean Aristotilean
- Mid-level managers lean Realist or Idealist
- Pragmatists work best in
people-oriented jobs like sales & education, or creative jobs
like software and high-tech.
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- Different Strokes: Contributions
of Various Groups to America Today
- Greeks
- Romans
- Hebrews
- Christians
- Anglo-Saxons
- Africans
- Hispanics
- Asians
- Native Americans
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- Dealing With Change:
- Lewin’s Process of Organizational Change:
- Old State-Unfreeze-Change-Refreeze-New State
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- Forces for Change: Forces resisting Change
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Individual Factors:
- Knowledge explosion
Selective attention and retention
- Changing technology Habit
- Communication improvements Dependence
- Rapid product obsolescence Fear
- Changing nature of the work force Economic factors
- Quality of work life
Security
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Organizational Factors:
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Threats to power and influence
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Organizational structure
-
Resource limitations
-
Fixed investments
-
Inter-organizational agreements
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- LEADERSHIP IN THE FUTURE
- Naisbitt’s 10 Megatrends:
- Industrial to Information Society
- Forced Technology to High Tech, High Touch
- National to World Economy
- Short-Term to Long-Term
- Centralization to Decentralization
- Institutional to Self-Help
- Representative to Participatory Democracy
- Hierarchies to Networking
- North to South/West
- Either/Or to Multiple Option
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- US News Model:
- Characteristics of Successful
- 21st Century Executive
- Global Strategist
- Master of Technology
- Politician par Excellence
- Leader/Motivator
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- Fortune Magazine Model:
- 7 Keys To Business Leadership
- Trusting Subordinates
- Developing Vision
- Keeping Your Cool
- Encouraging Risk
- Being an Expert
- Inviting Dissent
- Simplify
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- Leadership Magazine Model:
- Challenge the Process
- Inspire a SHARED Vision
- Enable Others to Act
- Model the Way
- Encourage the Heart
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- Fortune 500 Survey:
- WHAT CEOs SEE AS IMPORTANT
- Interpersonal: the most difficult tasks
- 1) Managing others
- 2) Firing
- 3) Communicating
- 4) People relations
- 5) Delegating
- 6) Handling conflict
- 7) Hiring
- 8) Patience
- 9) Control
- 10) Organizing
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- Fortune 500 Survey:
- WHAT CEOs SEE AS IMPORTANT
- Personal: the most difficult tasks:
- 1) Planning
- 2) Time management
- 3) Being a corporate animal
- 4) Financial management
- 5) Decision making
- 6) Perspective
- 7) Home/work conflict
- 8) Administration
- 9) Staying flexible
- 10) Self-discipline
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- Fortune 500 Survey:
- WHAT CEOs SEE AS IMPORTANT
- Activities that take up the most CEO time:
- 1) Planning
- 2) Meetings
- 3) Reading
- 4) Paperwork
- 5) Controlling
- 6) Staff interruptions
- 7) Telephone
- 8) Communicating
- 9) Thinking
- 10) Problem solving
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- Fortune 500 Survey:
- WHAT CEOs SEE AS IMPORTANT
- Activities CEOs See as Most Important:
- 1) Strategic Planning
- 2) Decision making
- 3) Self-discipline
- 4) Analytical abilities
- 5) Hard work
- 6) Flexibility
- 7) Financial management
- 8) Time management
- 9) Knowing the business
- 10) Clear thinking
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- Fortune 500 Survey:
- WHAT CEOs SEE AS IMPORTANT
- Key factors in their own career development:
- 1) A need to achieve results
- 2) An ability to work easily with variety of people
- 3) Challenge
- 4) Willingness to take a risk
- 5) Early overall responsibility for important tasks
- 6) A breadth of experience before age 35
- 7) A desire to seek new opportunities
- 8) Ability to develop more ideas than peers
- 9) Ability to change managerial style to suit occasion
- 10) Determination to get to top ahead of others
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- ISSUE:
- Government Regulation, Deregulation (domestic and global trends)
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- ENVIRONMENTAL SCANNING:
- WHAT IT IS: Environmental
Scanning is the acquisition and use of information about events,
trends and relationships in an organization’s external environment,
the knowledge of which would assist management in planning the
company’s future course of action.
(Choo and Auster, 1993)
- WHY IMPORTANT: Rapid changes both within and without their industries represent
threats, and require business leaders to be familiar with them in
order to rank them in order of 1) importance, and 2) likelihood that
they will influence their particular business for bad or good.
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- Scanning firms significantly outperformed non-scanning firms (50 US
firms, P/E ratios, 1975-1980)
- Small firms’ boundary spanning activities were strongly related to
financial performance (82 firms)
- Strategy and environmental scanning had a substantial influence on ROA
and ROE (65 firms, US food svc industry, 1982-1986)
- CEOs of highly performing firms scanned more frequently, intensely and
broadly (50 firms)
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- Advanced scanning systems are related to performance (Fortune 500 firms,
growth and profitability)
- Hospitals with more sophisticated scanning functions perform
significantly better (600 hospitals, occupancy rates, per bed costs)
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- INTERNAL SCANNING + EXTERNAL SCANNING
- + ANALYSIS=
- Identifying strategic issues, opportunities and threats
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- 1) detecting important economic, social, cultural, environmental,
health, technological, and political trends, situations, and events
- 2) identifying the potential opportunities and threats for the
institution implied by these trends, situations, and events
- 3) gaining an accurate understanding of your organization's strengths
and limitations
- 4) providing a basis for analysis of future program investments
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- 1) Explore both sides of every issue to gain complete picture of issue.
- 2) Think micro (immediate environment) AND macro (broader community)
- 3) Use “multiple lenses” to look at the same information or
situation. This includes
economic, social and cultural angles, along with short and long-term
perspectives.
- 4) Triangulate information: ways
to confirm or contradict an observation; additional sources that could
be helpful; identify important information gaps.
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- 5) Look for evidence on how your company is perceived re: credibility,
roles, values, etc.
- 6) Identify what you DON’T know as well as what you do
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- 1) accessing networks – agencies and organizations, personal contacts
(yours and others)
- 2) collecting reports, plans, program descriptions, etc.
- 3) field trips, “windshield surveys” and other forms of observation
- 4) media monitoring
- 5) public meetings; community forums
- 6) focus groups
- 7) key “informant” surveys (suppliers, distributors)
- 8) public opinion polls
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- 9) case studies
- 10) oral histories
- 11) futuring exercises
- 12) visualization processes – flow charts, trend diagrams, time lines,
etc.
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- 1) failure to incorporate diverse sources of information and diverse
viewpoints
- 2) failure to consider both external and internal perspectives
- 3) failure to triangulate by using multiple methods
- 4) failure to triangulate by viewing data through different “lenses”
(e.g., social, economic, ethical, etc.)
- 5) failure to consider micro environment/macro environment interactions
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- 6) taking a deficit approach by exploring only needs and constraints
without seeing opportunities and assets
- 7) being too superficial/global or too narrowly focused
- 8) not involving those who can act on the information
- 9) promoting unrealistic expectations
- 10) lack of decision criteria
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